Jatheon cCore helps you meet the requirements of FINRA Rules 3110, 4511 and 8210, SEC Rule 17a-4 and FINRA Regulatory Notice 17-18. Compliance itself depends on how your organization uses the archive and your policies, but Jatheon cCore gives you the tools these rules call for.

Jatheon cCore archives every inbound, outbound and internal email automatically and stores it in a write-once-read-many (WORM) format, so records can't be altered or deleted before their retention period ends. You can set retention policies, place legal holds, and keep a full audit trail of user activity.

For supervision and regulatory requests, compliance officers can search the archive quickly, review messages and export records to PST, EML or PDF.

Jatheon cCore can also archive text messages, WhatsApp, social media and collaboration platforms, which Regulatory Notice 17-18 covers.

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Learn more about compliance with Jatheon.